Disparate impact and disparate treatment.

  1. Define disparate impact and disparate treatment. How do they differ?
  2. Define job description and job specification and describe how they are used.
  3. Compare and contrast replacement charts and succession planning?
  4. Discuss the different ways in which a firm can deal with temporary employee surpluses.

Essay Questions

Respond to all three of the following questions. Essay question answers should not be more than 500 words each.

Question 2- (30 points): You have just taken on the role of Director of Recruiting at a grocery chain. The first thing you notice is that the Careers page and the website for your company does not represent your company’s desire to be an employer of choice. You have embarked on a quest to change that and your CEO has asked what you think about the company’s website. He has noticed that Fortune Magazine’s “100 Best Companies to Work For” in 2016 listed three grocery stores in the top 100. They are:
(a) Nugget Markets
(b) Wegmans Food Market
(c) Whole Foods Market
Your CEO has asked you to research their websites and provide an evaluation of what you see. You should access the websites of these markets and conduct the following analysis:

Consider and specifically evaluate the design factor considerations (specifically address organization website design information found in your readings) for these websites. In addition, using this information, consider suggestions that would improve the recruitment section of each one. Provide an analysis to your CEO of these websites along with key points that are important for your company to consider in its website design.

Please remember – your response should be written for a CEO to read. Grammar, style, and punctuation are important for good communication in HR but CRITICAL when you are communicating with the executive suite. Remember – executives do not want to read a novel – you must learn to be brief but get your points across effectively. No more than 2 pages should be submitted for this question and use citations where required!

Question 2- (30 points): The We Deny Everything Insurance Company (WDE) handled a massive volume of claims each year in the corporate claims function, as well as in its four regional claims centers. Corporate claims were located in sunny California and the regional offices were located in Atlanta, Cleveland, Providence, and Las Vegas. Corporate claims were headed by the senior vice president of corporate claims (SVP). Reporting to the SVP were 2 managers of corporate claims (MCC-Life and MCC Homeowners/Residential) and a highly skilled corporate claims specialist (CCS).

Each regional office (4) was headed by a regional center manager (RCM). The RCM was responsible for both supervisors and claim specialists within the regional office. The RCM’s reported to the vice president of regional claims (VPRC). This is the structure before reorganization (I suggest you draw a chart for your own reference).

WDE decided to reorganize its claims function by eliminating the 4 regional offices (and the RCM position) and establishing numerous small field offices throughout the country. The other part of the reorganization involved creating 5 new CCS positions. The CCS position was to be redesigned and upgraded in terms of knowledge and skill requirements. It was planned to staff these new CCS positions through internal promotions from within the claims function.

The plaintiff in the case was Ron Whyme, a 53 year old RCM. Since his job was being eliminated, Ron was asked by the SVP to apply for one of the new CCS positions. The other RCM’s, all of whom were over the age of 40, were also asked to do so. Neither Ron nor the other RCM’s were promoted to the new CCS positions. Other candidates were also bypassed, and some of them were also over the age of 40. The promotions went to 5 claim specialists and supervisors from within the former regional offices, all of whom were under age 40. Two of the newly promoted employees had worked for, and actually reported to Ron, as the RCM.

Ron was not happy. Upon learning of his failure to be promoted, Ron wanted to determine why he was not promoted. What he learned led him to feel he has been discriminated against because of his age. Ron retained experienced and expensive legal counsel, Bruce Lincoln. Lincoln, a high-powered litigator, met informally with the SVP to try to determine what had happened in the promotion process and why his client Ron had not been promoted. Lincoln was told that there were a large number of candidates who were better qualified than Ron and that Ron lacked adequate technical and communication skills for the new job of CCS. The SVP refused to reconsider Ron for the job and said that the decisions were “final”. Ron, through his attorney Lincoln, then filed a suit in federal district court, claiming a violation of the Age Discrimination in Employment Act (1967). Lincoln then subpoenaed numerous WDE documents and files including the personnel files of all applicants for the CCS positions.

Based on discussions with Ron and the subpoenaed documents, the following information emerged about the promotion process actually used by WDE. The SVP and the 2 MCC’s conducted the total process. They received no input from the VPRC or the HR department. There was no formal written job description for the new CCS position, nor was there a formal internal job posting as required by company policy. The SVP and the MCC’s developed their own list of employees that they thought might be interested in the job, including Ron, and then met to consider the list of candidates. At that meeting, the personnel files and previous performance appraisals of the candidates were not reviewed or consulted. After deciding on the 5 candidates who would be offered the promotion (all 5 accepted), the SVP and the MCC’s did browse the personnel files and appraisals of only these 5 employees to check for any disconfirming information about the employees. None was found.

Inspection of the files by Lincoln revealed no written comments suggesting age bias in past performance appraisals for any of the candidates, including Ron. Also, there was no indication that Ron lacked technical and communication skills. All of Ron’s previous appraisal ratings were above average, and there was no evidence that Ron’s performance had declined recently. An interview with the VPRC (Ron’s boss) revealed that he had not been consulted at all during the promotion process. Ron’s boss could not believe that Ron had not been promoted and in fact said that he was “shocked beyond belief”. In his opinion, there was “absolutely no question” that Ron was qualified in all respects for the CCS job.

Based on the facts above you must respond to Part A and Part B below:

Part A: Prepare an analysis that presents a convincing disparate treatment claim that Ron has been intentionally discriminated against on the basis of his age. Do not address the claim as a disparate impact one. (Hint: Look at the elements for a prima facie case of discrimination in Week 2)

Part B: Prepare a rebuttal, from the viewpoint of WDE, to the disparate treatment claim.

Full Answer Section

       
  1. Job Description: A written statement outlining the essential duties, responsibilities, and working conditions of a specific job. It typically includes job title, reporting relationships, summary of duties, specific tasks, and sometimes performance standards. Job Specification: A written statement outlining the minimum qualifications (knowledge, skills, abilities, education, experience) required for an individual to successfully perform the essential duties of a job. How They Are Used:

    • Recruitment and Selection: They provide a clear understanding of the job requirements for both the organization and potential candidates, aiding in attracting qualified applicants and evaluating their suitability.
    • Performance Management: Job descriptions form the basis for setting performance expectations and evaluating employee performance.
    • Training and Development: They identify areas where employees may need training or development to meet job requirements.
    • Compensation: They help in determining the relative value of different jobs within an organization, influencing salary structures.
    • Legal Compliance: They are crucial in defending against discrimination claims by providing objective, job-related criteria for employment decisions.
  2. Replacement Charts: These are visual representations of the current jobholders and potential internal replacements for key positions within an organization. They typically include the names of incumbents, their performance ratings, and the names of potential successors along with their readiness levels. Replacement charts are short-term focused, primarily used for immediate or near-future succession needs arising from unexpected departures or promotions. Succession Planning: This is a more comprehensive and long-term process that involves identifying, developing, and preparing high-potential employees for future leadership or critical roles within the organization. It includes talent assessment, development programs (training, mentoring, job rotations), and ongoing review of potential successors. Comparison and Contrast:

    • Focus: Replacement charts are short-term and focused on immediate replacements, while succession planning is long-term and focused on developing future leaders.
    • Scope: Replacement charts typically cover key positions, while succession planning can encompass a broader range of critical roles and talent pools.
    • Process: Replacement charts are often a static snapshot, while succession planning is a dynamic and ongoing process involving assessment, development, and review.
    • Proactive vs. Reactive: Replacement charts can be reactive to immediate needs, while succession planning is a proactive strategy to ensure a pipeline of qualified talent.
    • Overlap: Both aim to ensure the continuity of critical roles within the organization. Information from replacement charts can inform the broader succession planning process by identifying potential candidates for development.
  3. Different Ways to Deal with Temporary Employee Surpluses:

    • Hiring Freeze: Stop or significantly slow down the hiring of new employees to allow natural attrition to reduce the surplus over time.
    • Voluntary Separation Programs: Offer incentives (e.g., severance packages, early retirement options) to encourage employees to voluntarily leave the organization.
    • Reduced Work Hours: Temporarily reduce the number of hours employees work per week or per pay period, leading to a decrease in overall labor costs.
    • Temporary Layoffs: Place employees on temporary unpaid leave with the expectation of recalling them when business conditions improve. This can help reduce immediate labor costs while retaining skilled workers.
    • Reassignment or Redeployment: Temporarily move employees to different roles or departments within the organization where there is a need for their skills.
    • Training and Development: Utilize the surplus time for employee training and development activities to enhance their skills and prepare them for future roles or changes in business needs.
    • Sharing Employees: Explore temporary agreements with other organizations to share employees who have surplus time, potentially reducing labor costs and providing employees with continued work.

Essay Questions:

Question 1:

To: Mr./Ms. CEO,

Subject: Evaluation of Competitor Grocery Chain Websites for Recruitment

Following your request, I have researched the career sections of the websites for Nugget Markets, Wegmans Food Market, and Whole Foods Market, as highlighted in Fortune Magazine's "100 Best Companies to Work For" in 2016. This analysis considers key organizational website design factors and provides recommendations for improving our own company's online recruitment presence to better reflect our desire to be an employer of choice.

Analysis of Competitor Websites:

  • Nugget Markets (Accessed April 3, 2025): Their website (nuggetmarket.com) presents a clean and community-focused image. The "Careers" section is easily accessible from the main navigation. Design considerations include a strong emphasis on their company culture through employee testimonials and videos showcasing their team environment. Information is well-organized, with clear pathways to search jobs, learn about benefits, and understand their company values. However, specific details about career paths within different departments could be more prominent.

    • Suggestions for Improvement: Enhance the "Careers" section with detailed examples of career progression within various roles (e.g., starting as a cashier and moving into management). Include more information about training and development programs.
  • Wegmans Food Market (Accessed April 3, 2025): Wegmans' website (wegmans.com) effectively integrates their reputation for customer service and employee satisfaction. The "Careers" section is highly visible. Their design incorporates a user-friendly job search function with various filters. They prominently feature employee stories and highlight their commitment to employee growth and benefits, including tuition assistance. The website clearly communicates their values and the opportunities available across different store locations and departments.

    • Suggestions for Improvement: While strong, further personalization of the job search experience based on user preferences (e.g., saved searches, email alerts for relevant roles) could be beneficial.
  • Whole Foods Market (Accessed April 3, 2025): The Whole Foods Market website (wholefoodsmarket.com) reflects their brand identity with natural imagery and a focus on their mission. The "Careers" section is accessible, though perhaps less prominent than on the other two sites. Their design includes information about their company culture and values, emphasizing their commitment to quality and team member growth. The job search function is functional. However, information about specific career paths and employee benefits could be more detailed and easily found.

    • Suggestions for Improvement: Increase the prominence of the "Careers" section on the homepage. Enhance the content with more specific details about career development opportunities, comprehensive benefits packages, and employee testimonials that highlight diverse roles within the company.

Key Points for Our Company's Website Design:

Based on this analysis, several key points are critical for our company to consider in redesigning its website, particularly the recruitment section:

  1. Visibility and Accessibility: The "Careers" section must be easily found from the main navigation of our website. Prominent placement on the homepage can also increase visibility.
  2. Emphasis on Company Culture and Values: Clearly communicate our company culture, values, and what makes us a desirable place to work. Employee testimonials and videos can be highly effective in showcasing the team environment and employee experiences (Cascio & Aguinis, 2019).
  3. User-Friendly Job Search Functionality: Implement a robust and intuitive job search tool with relevant filters (e.g., location, department, full-time/part-time).
  4. Detailed Information on Career Paths and Development: Provide clear examples of potential career progression within different roles and highlight training and development programs available to employees.
  5. Comprehensive Benefits Information: Clearly outline the benefits package offered to employees, including health insurance, retirement plans, paid time off, and any unique perks.
  6. Mobile Optimization: Ensure the website and career section are fully responsive and user-friendly on mobile devices, as many job seekers use their phones for job searches.
  7. Branding Consistency: The design and messaging of the careers page should be consistent with our overall company brand and reinforce our image as an employer of choice.

By incorporating these considerations into our website redesign, we can create a compelling online presence that attracts top talent and effectively communicates our commitment to our employees.

Sincerely,

[Your Name]

Director of Recruiting

Question 2 - Part A: Disparate Treatment Claim for Ron Whyme

To: Bruce Lincoln, Attorney at Law

Subject: Analysis of Disparate Treatment Claim for Ron Whyme

Based on the information provided, there is a strong basis for a disparate treatment claim on behalf of your client, Ron Whyme, alleging intentional age discrimination in the failure to promote him to one of the new Corporate Claims Specialist (CCS) positions. The elements for establishing a prima facie case of age discrimination under the Age Discrimination in Employment Act (ADEA) appear to be met:

  1. Membership in a Protected Group: Ron Whyme is 53 years old, placing him within the protected age group under the ADEA (individuals age 40 and older).

  2. Application for and Qualification for the Position: Ron was asked by the Senior Vice President of Corporate Claims (SVP) to apply for one of the new CCS positions, indicating the company considered him a potential candidate. Furthermore, Ron's previous performance appraisals consistently rated him above average, and his direct supervisor, the Vice President of Regional Claims (VPRC), stated unequivocally that Ron was "absolutely no question" qualified in all respects for the CCS job. This directly contradicts the SVP's claim that Ron lacked adequate technical and communication skills.

  3. Adverse Employment Action: Ron was not promoted to the new CCS position, despite his apparent qualifications and the SVP's initial encouragement to apply. This constitutes an adverse employment action.

  4. Replacement by Someone Outside the Protected Class or Significantly Younger, or Circumstances Suggesting Discrimination: The five individuals who were promoted to the CCS positions were all under the age of 40, significantly younger than Ron. Furthermore, two of the promoted employees had previously reported directly to Ron, suggesting that their qualifications were not necessarily superior to his, and raising questions about the fairness and objectivity of the selection process. The fact that the SVP and the two Managers of Corporate Claims (MCCs) conducted the entire process without input from HR or Ron's direct supervisor, and without reviewing personnel files or past appraisals until after the promotion decisions were made, further suggests a flawed and potentially discriminatory process. The VPRC's shock at Ron's non-promotion strongly indicates that the decision was not based on a fair assessment of Ron's abilities (Bennett-Alexander & Hartman, 2019).

The inconsistencies in the promotion process, the bypassing of a seemingly qualified older employee in favor of significantly younger individuals, and the lack of adherence to company policy regarding job postings and HR involvement create a compelling inference that Ron's age was a determining factor in the decision not to promote him. The SVP's vague and unsubstantiated claim that Ron lacked skills, especially in light of his positive performance history and his own supervisor's strong endorsement, further strengthens the argument for intentional discrimination.

Question 2 - Part B: Rebuttal from the Viewpoint of WDE

To: Legal Counsel

Subject: Rebuttal to Disparate Treatment Claim by Ron Whyme

While we acknowledge Mr. Whyme's disappointment at not being selected for the new Corporate Claims Specialist (CCS) positions, We Deny Everything Insurance Company (WDE) maintains that the promotion decisions were based on the perceived superior qualifications of the selected candidates and were not motivated by age discrimination. In response to Mr. Whyme's potential disparate treatment claim, we offer the following rebuttal:

  1. Legitimate, Nondiscriminatory Reason: WDE's Senior Vice President of Corporate Claims (SVP) and the Managers of Corporate Claims (MCCs) made the promotion decisions based on their assessment of which candidates possessed the best overall qualifications for the new CCS role. This role was redesigned and upgraded, requiring a specific set of technical and communication skills deemed essential for the future needs of the claims function. The SVP communicated to Mr. Lincoln that the selected candidates were considered better qualified and possessed the necessary technical and communication skills.

  2. Subjectivity of Qualifications: While Mr. Whyme's past performance appraisals were positive for his role as a Regional Center Manager (RCM), the requirements for the newly created CCS position may have differed significantly. The SVP and MCCs, based on their understanding of the evolving needs of the corporate claims function, determined that the selected candidates demonstrated a stronger aptitude and skillset for these new demands. It is within the company's prerogative to establish the qualifications it deems necessary for a specific role and to select the candidates who best meet those qualifications.

  3. Focus on Future Needs: The reorganization of the claims function and the creation of the CCS roles were strategic decisions aimed at enhancing efficiency and expertise within the company. The promotion decisions were made with a forward-looking perspective, identifying individuals perceived to have the potential to excel in this new structure and contribute to the company's future success.

  4. Lack of Direct Evidence of Age Bias: The inspection of personnel files revealed no written comments suggesting age bias in past performance appraisals for any candidate, including Mr. Whyme. This lack of documented age-related concerns weakens the claim of intentional discrimination.

  5. Process While Informal, Not Inherently Discriminatory: While the promotion process may have deviated from strict company policy regarding formal job postings and HR involvement, this informality does not automatically equate to intentional age discrimination. The SVP and MCCs identified individuals they believed possessed the requisite skills and made their decisions based on their professional judgment. The subsequent review of the selected candidates' files was a measure of due diligence.

  6. Other Candidates Over 40 Also Not Promoted: It is important to note that Mr. Whyme was not the only candidate over the age of 40 who was not selected for the CCS positions. This suggests that the promotion decisions were not solely based on age, but rather on the comparative qualifications of all candidates considered.

While the VPRC expressed surprise at Mr. Whyme's non-promotion, this reflects one individual's opinion and does not negate the assessment made by the SVP and MCCs who were directly responsible for the corporate claims function and the requirements of the new CCS role. WDE maintains that its promotion decisions were based on legitimate, nondiscriminatory business reasons related to the perceived skills and qualifications of the selected candidates for the redesigned CCS positions. We are prepared to present further evidence and justification for these decisions should this matter proceed.

Sample Answer

       

Definitions and Comparisons:

  1. Disparate Impact: This occurs when a seemingly neutral employment policy or practice has a disproportionately negative effect on a protected group (e.g., based on age, race, gender, religion, disability). The intent behind the policy is irrelevant; the focus is on the discriminatory outcome. Disparate Treatment: This involves intentional discrimination against an individual or group based on their protected characteristic. It requires demonstrating that the employer had a discriminatory motive in their actions. Difference: Disparate impact focuses on the discriminatory effect of a policy, regardless of intent, while disparate treatment focuses on the employer's discriminatory intent in their actions.